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ArticlePeer ReviewedOpen AccessPlagiarism Passed
Paper ID:IJSREM64119

A Governed, Rule-Based Preprocessing Framework with Decision Provenance for Auditable Data Analytics

Stream/Area:

-

Subject:

-

Paper ID:

IJSREM64119

Volume:

10 |

5 |

May 2026

Pages:

1-3

Publication Frequency:

Monthly (12 issues per year)

DOI
Digital Object Identifier
10.55041/IJSREM64119

License:International Journal of Scientific Research in Engineering and Management follows the Creative Commons Attribution 4.0 (CC BY 4.0) License, allowing free use and distribution with proper attribution.

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Authors

Vivek Baburao Patil

Vivek Baburao Patil

Master of computer application

Modern college of engineering, Pune

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Mentors

DRB

Dr. Rama Bansode

Master of computer application

Modern college of engineering, Pune

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Abstract

While data preprocessing typically accounts for 50% to 80% of the effort in data science projects, it remains a largely ungoverned phase of the project lifecycle. Modern Automated Machine Learning (AutoML) tools prioritize predictive accuracy but often fail to provide the transparency and accountability required in regulated industries, leading to a "black-box" challenge. This study introduces a decision-centric five-layer framework designed to bridge this gap by combining YAML-based rule governance with granular decision provenance. By shifting from informal ad-hoc scripts to a formalized system of governed rules, the proposed architecture ensures that every data transformation is reproducible, justifiable and auditable. Experimental results across healthcare, finance, and climate science datasets indicate that the framework achieves total reproducibility and meets stringent regulatory requirements with minimal impact on computational performance.

KEYWORDS

Data Preprocessing Data Governance Decision Provenance Auditability Design Science Research.

Cite This Article

Vivek Baburao Patil, Dr. Rama Bansode, "A Governed, Rule-Based Preprocessing Framework with Decision Provenance for Auditable Data Analytics," International Journal of Scientific Research in Engineering and Management, vol. 10, no. 5, pp. 1-3, May 2026. https://doi.org/10.55041/IJSREM64119

Full Article/Conclusion

The Governed Rule-Based Preprocessing Framework mitigates the risks associated with "black-box" data preparation by embedding decision provenance directly into the analytical pipeline. By standardizing and formalizing rule-based governance, this approach allows researchers and industry practitioners to perform data preparation that is both computationally efficient and legally defensible. Future research will explore the application of this framework to multimodal and real-time streaming data.

References

[1] A. Chapman et al., "Capturing and querying fine-grained provenance of preprocessing pipelines," VLDB, 2020. [2] A. Chapman et al., "Supporting Better Insights of Data Science Pipelines with Fine-grained Provenance," ACM TODS, 2024. [3] R. A. Sola Martínez et al., "Data preprocessing workflow for exhaled breath analysis," Sci. Rep., 2020. [4] S. Krishnan and E. Wu, "AlphaClean: Automatic Generation of Data Cleaning Pipelines," arXiv, 2019. [5] N. Parulian and B. Ludaescher, "Trust the Process: Analyzing Prospective Provenance for Data Cleaning," WWW, 2023. [6] A. Wagner, "FAIRly big: A framework for computationally reproducible processing," Sci. Data, 2022. [7] A. R. Hevner et al., "Design Science in Information Systems Research," MIS Quarterly, 2004. [8] S. Siddiqi et al., "SAGA: A Scalable Framework for Optimizing Data Cleaning Pipelines," 2023. [9] A. K. Ojha, "Reproducibility Under Preprocessing Variability," Zenodo, 2025. [10] "Health information systems: W3C PROV-DM instantiation," Book Chapter, 2022.

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Publication Date

5/27/2026

Peer Review Type

Double-Blind Peer Review

Review Rounds: 2

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The authors declare no conflict of interest related to this research work.

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