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Paper ID:IJSREM67826

Integration of ISO 9001, ISO 14001 and ISO 45001 with Indian Solid Waste Management Requirements: A Requirement-Level Compliance Framework

Stream/Area:

-

Subject:

-

Paper ID:

IJSREM67826

Volume:

10 |

10 |

Oct 2026

Pages:

1-12

Publication Frequency:

Monthly (12 issues per year)

DOI
Digital Object Identifier
10.55041/IJSREM67826

License:International Journal of Scientific Research in Engineering and Management follows the Creative Commons Attribution 4.0 (CC BY 4.0) License, allowing free use and distribution with proper attribution.

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Authors

CB

Chinmaya Bhat

Independent Researcher, India

Independent Researcher, India

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Abstract

Indian solid waste management facilities sit at the intersection of two frameworks that rarely engage each other in the literature: the ISO management-system family (ISO 9001, ISO 14001 and ISO 45001) and the domestic regulatory regime built around the Solid Waste Management Rules, 2016 and its CPHEEO technical guidance. Facilities pursuing both treat them as separate compliance tracks, leaving it unclear how much of one framework's burden the other discharges. This paper builds a requirement-level compliance framework mapping ISO requirements against Indian solid waste regulatory requirements across seven domains spanning the full value chain, classifying 78 sampled requirements as overlapping, complementary, partially addressed, or regulatory-specific. Three quantitative measures follow: an ISO-Regulatory Integration Index, a Regulatory-Specific Ratio, and a Jaccard similarity coefficient for a stricter overlap footing. Integration potential ranges from 30.8% for landfilling and disposal to 63.6% for occupational safety and worker welfare, and a Priority Compliance Score combining the Regulatory-Specific Ratio with consequence severity shows landfilling and segregation together account for nearly half of a facility's independent, ISO-blind compliance risk. Verification-effort modelling suggests a 29.5% reduction when regulatory checks run alongside existing ISO evidence rather than independently, and a fifteen-member practitioner panel rated the framework favourably across three Delphi rounds (Kendall's W = 0.74). The framework gives facilities and regulators a concrete, numbers-based answer to a question currently settled mostly by intuition: which parts of Indian solid waste compliance ISO certification already covers, and which parts it does not.

KEYWORDS

ISO management systems Solid Waste Management Rules 2016 regulatory compliance mapping requirement-level integration Jaccard similarity India

Cite This Article

Chinmaya Bhat, "Integration of ISO 9001, ISO 14001 and ISO 45001 with Indian Solid Waste Management Requirements: A Requirement-Level Compliance Framework," International Journal of Scientific Research in Engineering and Management, vol. 10, no. 10, pp. 1-12, Oct 2026. https://doi.org/10.55041/IJSREM67826

Full Article/Conclusion

This paper set out to answer a fairly specific question that the existing literature leaves open: for a given Indian solid waste management activity, how much of what regulation demands does ISO conformity already deliver, and how much stands entirely on its own? The resulting framework maps 78 sampled requirements from ISO 9001, ISO 14001 and ISO 45001 against the Solid Waste Management Rules, 2016 and associated technical guidance across seven domains, classifying each requirement as overlapping, complementary, partially addressed, or regulatory-specific, and finds integration potential ranging from 30.8% at landfilling and disposal to 63.6% at occupational safety and worker welfare. A Jaccard similarity coefficient borrowed from set theory shows that this integration potential rests on genuine equivalence to very different degrees across domains, occupational safety most directly, landfilling least directly, a distinction the headline integration percentage alone would not reveal. A Priority Compliance Score combining the Regulatory-Specific Ratio with consequence severity identifies landfilling and source segregation together as accounting for nearly half of a facility’s independent, ISO-blind compliance risk, and verification-effort modelling suggests a 29.5% reduction in compliance-checking effort when regulatory requirements are verified alongside existing ISO evidence rather than independently. A three-round Delphi panel of fifteen practitioners rated the framework as clear, feasible and useful, with strong statistical agreement (Kendall’s W = 0.74), and a separate reliability check found the underlying four-way classification reproducible across independent raters (Cohen’s kappa = 0.862). Facilities pursuing both ISO certification and Indian SWM regulatory compliance now have a defensible, quantitative basis for identifying which parts of that compliance burden their management system already carries, and which parts genuinely need independent, dedicated attention, rather than treating the two frameworks as two unrelated paperwork obligations running in parallel.  

References

[1] Ministry of Environment, Forest and Climate Change, Solid Waste Management Rules, 2016 (as amended). New Delhi: Government of India, 2016. [2] Central Public Health and Environmental Engineering Organisation, Manual on Municipal Solid Waste Management. New Delhi: Ministry of Housing and Urban Affairs, Government of India, 2016. [3] International Organization for Standardization, ISO 9001:2015: Quality Management Systems – Requirements. Geneva: ISO, 2015. [4] International Organization for Standardization, ISO 14001:2015: Environmental Management Systems – Requirements with Guidance for Use. Geneva: ISO, 2015. [5] International Organization for Standardization, ISO 45001:2018: Occupational Health and Safety Management Systems – Requirements with Guidance for Use. Geneva: ISO, 2018. [6] M. Sartor, G. Orzes, and G. Nassimbeni, “ISO 14001 standard: Literature review and theory-based research agenda,” Quality Management Journal, vol. 26, no. 1, pp. 32–64, 2015. [7] O. Boiral, L. Guillaumie, I. Heras-Saizarbitoria, and C. V. Tayo Tene, “Adoption and outcomes of ISO 14001: A systematic review,” International Journal of Management Reviews, vol. 20, no. 2, pp. 411–432, 2018, doi: 10.1111/ijmr.12139. [8] M. Franchetti, “ISO 14001 and solid waste generation rates in US manufacturing organizations: An analysis of relationship,” Journal of Cleaner Production, vol. 19, no. 9-10, pp. 1104–1109, 2011, doi: 10.1016/j.jclepro.2011.01.004. [9] M. Balasubramanian, “Municipal solid waste management in India: Status, problems and challenges,” International Journal of Environment and Waste Management, vol. 21, no. 4, 2018. [10] P. Jaccard, “The distribution of the flora in the alpine zone,” New Phytologist, vol. 11, no. 2, pp. 37–50, 1912, doi: 10.1111/j.1469-8137.1912.tb05611.x.

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Publication Date

10/12/2026

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